Compliance engine

Built rule-by-rule for the way regulators actually read content.

Every check runs server-side, scores 0–100, and flags exact phrases with the rule that triggered.

Rule library

What we check

  • FINRA-2210

    FINRA Rule 2210

    Communications with the public — content standards, principal approval, prohibited claims.

  • SEC-MARKETING

    SEC Marketing Rule (206(4)-1)

    Investment adviser advertisements, testimonials, performance presentation.

  • REG-BI

    Reg BI

    Best interest obligation — disclosures, fair dealing, conflicts.

  • FORM-CRS

    Form CRS

    Customer relationship summary disclosures.

  • STATE-BLUE-SKY

    State Blue Sky

    Per-state registration scope and prohibited language by jurisdiction.

  • TESTIMONIAL

    Testimonials & endorsements

    Required disclosures, material conflicts, cherry-picking guards.

  • THIRD-PARTY-RATINGS

    Third-party ratings

    Source attribution, date, methodology, and conflict disclosures.

  • PROHIBITED

    Prohibited language

    "Guaranteed", "no risk", "exclusive", "private placement" without context, etc.

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Type or paste anything you’d post on social, your website, or in an email. RepReady runs the same FINRA 2210 checks your principal would.

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FINRA Rule 2210 — the gist

What Rule 2210 actually requires.

  • Content must be fair, balanced, and not misleading. Cherry-picking returns is out.
  • Performance claims need methodology + time period + relevant disclosures.
  • Predictions of investment results are prohibited (with narrow institutional exceptions).
  • Testimonials must include material conflicts and cash-vs-non-cash disclosure.
  • Comparisons to other products require fair, balanced framing of both.
  • Most retail communications need pre-publication principal approval.

Read the full rule at finra.org/rules-guidance/rulebooks/finra-rules/2210

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