Compliance engine

Built rule-by-rule for the way regulators actually read content.

Every check runs server-side, scores 0–100, and flags exact phrases with the rule that triggered.

Rule library

What we check

FINRA-2210
FINRA Rule 2210
Communications with the public — content standards, principal approval, prohibited claims.
SEC-MARKETING
SEC Marketing Rule (206(4)-1)
Investment adviser advertisements, testimonials, performance presentation.
REG-BI
Reg BI
Best interest obligation — disclosures, fair dealing, conflicts.
FORM-CRS
Form CRS
Customer relationship summary disclosures.
STATE-BLUE-SKY
State Blue Sky
Per-state registration scope and prohibited language by jurisdiction.
TESTIMONIAL
Testimonials & endorsements
Required disclosures, material conflicts, cherry-picking guards.
THIRD-PARTY-RATINGS
Third-party ratings
Source attribution, date, methodology, and conflict disclosures.
PROHIBITED
Prohibited language
"Guaranteed", "no risk", "exclusive", "private placement" without context, etc.

Live · FINRA 2210 engine

Paste anything.Catch every violation in 400ms.

Ad copy. A LinkedIn draft. An email to a prospect. Our engine scores every sentence against the same rules your principal enforces — and tells you exactly how to fix each flag, before anyone else sees it.

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FINRA Rule 2210 — the gist

What Rule 2210 actually requires.

Content must be fair, balanced, and not misleading. Cherry-picking returns is out.
Performance claims need methodology + time period + relevant disclosures.
Predictions of investment results are prohibited (with narrow institutional exceptions).
Testimonials must include material conflicts and cash-vs-non-cash disclosure.
Comparisons to other products require fair, balanced framing of both.
Most retail communications need pre-publication principal approval.

Read the full rule at finra.org/rules-guidance/rulebooks/finra-rules/2210